Posts Tagged With SEBI


Filing of Forms PAS-4 and PAS-5 in case of issuance of debt securities on private placement basis

SEBI UPDATE

Filing of Forms PAS-4 and PAS-5 in case of issuance of debt securities on private placement basis

Reference to Rule 14(1) and 14(3) of Companies (Prospectus and Allotment of Securities) Rules, 2014, it has been decided that with immediate effect, Forms PAS-4 and PAS-5 shall be filed with SEBI in soft copy in PDF Format only, in a compact disc.

This circular is issued in exercise of powers conferred under...Continue Reading


Disclosure of financial information in offer document for REITs

SEBI UPDATE

Disclosure of financial information in offer document for REITs

Regulation 15 (2), read with Schedule III, of the SEBI (Real Estate Investment Trusts) Regulations, 2014 (‘the REIT Regulations’) prescribe disclosures to be made in an offer document. The said disclosures, inter-alia, include disclosures for financial information of the REIT as well as the Manager and the Sponsor.

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SEBI (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2016

SEBI UPDATE

SEBI (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2016

SEBI has further amended the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 whereby in regulation 42, in sub-regulation (4), after clause (g), the following proviso shall be inserted-

“Provided that in the event of under-subscription in the...Continue Reading


SEBI (Real Estate Investment Trusts) (Amendment) Regulations, 2016. and SEBI (Infrastructure Investment Trusts) (Amendment) Regulations, 2016

SEBI UPDATE

SEBI (Real Estate Investment Trusts) (Amendment) Regulations, 2016.

SEBI has amended the Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014.

These regulations may be called the Securities and Exchange Board of India (Real Estate Investment Trusts) (Amendment) Regulations, 2016.

They shall come into force on the date of their publication in the Official Gazette.

SEBI...Continue Reading


Guidelines for functioning of Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC)

SEBI UPDATE

Guidelines for functioning of Stock Exchanges and Clearing Corporations in International Financial Services Centre (IFSC)

Based on representations received from the market participants on the proposed market structure and risk management framework and subsequent to deliberations in Secondary Market Advisory Committee (SMAC) and Risk Management Review Committee (RMRC), it has been decided to put...Continue Reading


Review of requirement for copy of PAN Card to open accounts of FPIs

SEBI UPDATE

Review of requirement for copy of PAN Card to open accounts of FPIs 

Based on representations received from stakeholders and to further ease the PAN verification process at the time of account opening of FPIs, it is decided that the intermediaries can verify the PAN of FPIs online from website authorised by Income Tax department at the time of account-opening for FPIs....Continue Reading


SEBI’s Participation in 36th India International Trade Fair, 2016 (New Delhi)

SEBI UPDATE

SEBI’s Participation in 36th India International Trade Fair, 2016 (New Delhi)

As part of its endeavour to showcase the well regulated securities market of India as well as to spread the message of financial literacy and investor awareness, SEBI has set up a Pavilion 'BHARAT KAA SHARE BAZAAR' at Hall No. 18 of Pragati Maidan, in the 36th India...Continue Reading


Clarification on aspects related to day count convention for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008

SEBI UPDATE

Clarification on aspects related to day count convention for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008

SEBI has made following clarification on aspects related to day count convention for debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008, based on the discussions with different...Continue Reading


Extension of date for submitting comments on the Consultation paper on Amendments/Clarifications to the SEBI (Investment Advisers) Regulations, 2013 issued on October 07, 2016

SEBI UPDATE

Extension of date for submitting comments on the Consultation paper on Amendments/Clarifications to the SEBI (Investment Advisers) Regulations, 2013 issued on October 07, 2016

SEBI issued consultation Paper proposing Amendments/Clarifications to the SEBI (Investment Advisers) Regulations, 2013 and public comments were sought till November 04, 2016.

Based on the representations received from various...Continue Reading


Investments by FPIs in Government securities

SEBI UPDATE

Investments by FPIs in Government securities

SEBI has decided to enhance the limit for investment by FPIs in Government Securities, for the next half year. Accordingly, the revised FPI debt limits would be as follow:

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Type of Instrument

Revised Upper Cap with effect from October 03, 2016 (INR cr)

Revised Upper Cap with effect from January 02, 2017 (INR cr)

Government Debt

148,000