SEBI UPDATE

SEBI’s Participation in 36th India International Trade Fair, 2016 (New Delhi)

As part of its endeavour to showcase the well regulated securities market of India as well as to spread the message of financial literacy and investor awareness, SEBI has set up a Pavilion 'BHARAT KAA SHARE BAZAAR' at Hall No. 18 of Pragati Maidan, in the 36^th India International Trade Fair, 2016 (14-27 November 2016), New Delhi.

This has been set up in association with market institutions, trade bodies viz., NSE, BSE, NSDL, CDSL, AMFI, NCDEX, MCX, NISM, CPAI and ANMI.

Shri S. Raman, Whole Time Member SEBI inaugurated the Pavilion at Pragati Maidan, New Delhi by unveiling a model of the pavilion. Other Senior Officers of SEBI and representatives of various stakeholders were also present on the occasion.

SEBI`s efforts in spreading financial literacy and investor education have been very successful in recent years with over 40,000 workshops conducted so far by SEBI Financial Education Resource Persons, all over the country, apart from several thousand financial literacy and Investor Awareness Programs by other stakeholders of Securities Market across India.

SEBI has taken a number of investor friendly reforms over the years towards strengthening investor protection and enhancing fairness, transparency and integrity of the securities market in India. These efforts are geared towards further enhancement of trust in the Indian Securities Market.

The main focus of the exhibition is to showcase the well regulated Indian Securities market and  live display of eKYC, Opening of demat Account, Opening of SIP accounts and Investor Complaint redress system, etc. Efforts have also been made to spread investor education and awareness including cautioning the public at large against illegal money  mobilization schemes through variety of activities such as talk shows by market experts, quiz competitions and other live activities to put across the message in an effective manner.

Listing Regulation

• Auditor’s Report on Quarterly Financial Result s and Year to Date Results of the Company-for Banks -Annexure VIII
• Auditor’s Report on Quarterly Financial Results and Year to Date Results of the Company- Annexure VII
• Compliance Calender- SEBI (LODR) Regulations, 2015
• Corporate Governance Report- Annual (as per LODR Regulation)
• Corporate Governance Report- Half Year (as per LODR Regulation)
• Corporate Governance Report- Quarterly (as per LODR Regulation)
• Form A & Form B (modified and unmodified opinion) with financial results - Annexure -X
• Format for Business Responsibility Report
• Format for Indian Depository Receipt (IDR) holding pattern
• Format for Newspaper Publishing- Annexure- XI
• Format for Publishing Financial Results in Newspaper in terms of Regulation 52(8) of SEBI (LODR) Regulation, 2015
• Format for Reporting of Segment wise Revenue, Results and Capital Employed along with the quarterly results
• Format for Submission of Unaudited/Audited Financial results by Companies other than Bank
• Format for Voting Results
• Format for submitting the half yearly financial results by banks and NBFCs
• Format for submitting the half yearly financial results by companies other than Banks and NBFCs eligible for alternative format
• Format for submitting the half yearly financial results by companies other than banks and NBFCs
• Format for submitting the quarterly financial results by banks
• Format for submitting the quarterly financial results by companies eligible for alternative format
• Format for the Limited Review Report (for Banks)- Annexure VI
• Format for the Limited Review Report for companies (other than banks)- Annexure-V
• Format for the limited review report for Banks and NBFCs
• Format for the limited review report for companies other than banks and NBFCs
• Information for change of Compliance Officer to be given to Stock Exchange(s)
• Intimation for appointment of Chief Financial Officer in place of existing CFO
• Intimation of Book Closure in terms of Regulation 42 of the SEBI (LODR) Regulation, 2015
• Intimation to Stock Exchange for appointment of Alternate Director
• Intimation to Stock Exchange for appointment of Chief Financial Officer
• Intimation to Stock Exchange for appointment of Whole Time Director / Managing Director
• Intimation to Stock Exchange for authorizing somebody to determine the materiality
• Intimation to Stock Exchange for change in Board of Directors
• Intimation to Stock Exchange for resignation of Director
• Intimation to Stock Exchange in terms of Regulation 30 of SEBI (Listing Obligation and Disclosure Requirement) Regulations, 2015
• Intimation to Stock Exchange of Board Meeting pursuant to Regulation 29(1) of the SEBI (LODR) Regulations, 2015
• Intimation to Stock Exchange of outcome of Board meeting
• Letter to the Stock Exchanges for report of Corporate Governance
• Notice to Stock Exchange intimating appointment of Registrar and Share Transfer Agent
• Procedure/Guidelines for Two-way Fungibility of IDRs
• Request to Stock Exchange allowing Extension of time for publication of financial results
• Statement of Assets and Liabilities for Companies - other than Bank- Annexure- IX
• Submission of Annual Report to Stock Exchange(s)