Posts Tagged With SEBI


SEBI Updates-12.02.2016

Circular to Listed Companies suspended for a period of more than 7 years, for non -compliance with the critical clauses of the erstwhile Listing Agreement.

BSE vide Circular No. DCS/COMP/32/2015-16 has taken initiative to encourage suspended companies to complete compliances for resumption of trading in the interests of the investors – else face compulsory delisting.”

Trading in the securities of certain listed...Continue Reading


SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (AMENDMENT) REGULATIONS, 2016

SEBI UPDATE

SECURITIES AND EXCHANGE BOARD OF INDIA (SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVERS) (AMENDMENT) REGULATIONS, 2016 

In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) read with section 13(8) and section 27(2) of the Companies Act, 2013, SEBI has...Continue Reading


SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (SECOND AMENDMENT) REGULATIONS, 2016

SEBI UPDATE

SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (SECOND AMENDMENT) REGULATIONS, 2016

In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) read with section 13(8) and section 27(2) of the Companies Act, 2013, SEBI has...Continue Reading


Amendment to SEBI (Mutual Funds) Regulations, 1996

Securities and Exchange Board of India vide its Notification No. SEBI/LAD-NRO/GN/2015-16/034 dated 12th February, 2016 made amendment in Mutual Fund Regulations wherein a mutual fund scheme shall not invest more than 10% of its NAV in debt instruments comprising money market instruments and non-money market instruments issued by a single issuer which are rated not below investment grade...Continue Reading


SEBI Update-29.01.2016

SEBI Updates: 29.01.2016

SEBI has issued next set of  FAQ's on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Through this set of FAQ,  an attempt has been made to clarify the points including:

  • preservation of documents, 
  • existing material related party contracts or arrangements,
  • unlisted material subsidiary,
  • ...Continue Reading

SEBI update- 21.01.2016

SEBI with a view to make the public issue process more efficient and robust has issued Clarification Circular on Streamlining the Process of Public Issue of Equity Shares and Convertibles.

The Stock exchange(s) may validate the electronic bid details with depository’s records for DP ID, Client ID and PAN, at periodic intervals throughout the bidding day during the bidding period and bring the inconsistencies to the...Continue Reading


FAQ's on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

SEBI has issued next set of FAQ's on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. Through this set of FAQ an attempt has been made to clarify the points including:

  • Definition of Associate Company, 
  • Definition of Related Party, 
  • Definition of 'material subsidiary as per Regulation 16(1)(c)
  • Signing of Compliance certificate, 
  • Applicability of Regulation...Continue Reading

FAQ's on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

SEBI has issued First set of FAQ's on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. Through this set of FAQ an attempt has been made to clarify the points including:

  • Definition of Associate Company, 
  • Definition of Related Party, 
  • Signing of Compliance certificate, 
  • Disclosure of Events or Information
  • Other...Continue Reading