Posts Tagged With SEBI


Disclosure of the Impact of Audit Qualifications by the Listed Entities

SEBI UPDATE

Disclosure of the Impact of Audit Qualifications by the Listed Entities

SEBI has put in place a mechanism to review the audit qualifications contained in the audit reports of the listed entities. The detailed procedure for the same has been prescribed in Schedule VIII read with Regulation 33 and Regulation 52 of the SEBI (Listing and Other Disclosure Requirements)...Continue Reading


The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment)Regulations, 2016

SEBI UPDATE

The Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment)Regulations, 2016

The Securities and Exchange Board of India has amended the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.

These regulations may be called the Securities and Exchange Board of India (Listing Obligationsand Disclosure...Continue Reading


The Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2016.

SEBI UPDATE

The Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Third Amendment) Regulations, 2016

SEBI has further amended the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009.

These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)...Continue Reading


The Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2016

SEBI UPDATE

The Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Second Amendment) Regulations, 2016

SEBI has further amended the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

These regulations may be called the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Second...Continue Reading


The Securities and Exchange Board of India (Issue and Listing of Debt Securities) (Amendment) Regulations, 2016

SEBI UPDATE

The Securities and Exchange Board of India (Issue and Listing of Debt Securities) (Amendment) Regulations, 2016

SEBI has amended the Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008.

These regulations may be called the Securities and Exchange Board of India (Issue and Listing of Debt Securities) (Amendment) Regulations, 2016.

They shall...Continue Reading


The Securities and Exchange Board of India (Issue and Listing of Non-Convertible Redeemable Preference Shares) (Amendment) Regulations, 2016

SEBI UPDATE

The Securities and Exchange Board of India (Issue and Listing of Non-Convertible Redeemable Preference Shares) (Amendment) Regulations, 2016

SEBI has amended the Securities and Exchange Board of India (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013.

These regulations may be called the Securities and Exchange Board of India (Issue and...Continue Reading


The Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2016

SEBI UPDATE

The Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2016 

SEBI has amended the Securities and Exchange Board of India (Intermediaries) Regulations, 2008

These regulations may be called the Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2016.

They shall come into force on the date...Continue Reading


Frequently Asked Questions ‐ In the matter of PACL Ltd.

Frequently Asked Questions ‐ In the matter of PACL Ltd.

BACKGROUND:

1. PACL Ltd., (PACL) had claimed to have raised/mobilisedliability aggregating to Rs.49000Crore(approx.) from various Collective Investment Schemes (CIS). SEBI vide Order dated August 22, 2014 held that schemes of PACL are in the nature of CIS and inter alia directed to return the monies collected with returns which are...Continue Reading


Guidelines for public issue of units of Infrastructure Investment Trust

SEBI UPDATE

Guidelines for public issue of units of Infrastructure Investment Trust

SEBI has issued Listing Guidelines for public issue of units of Infrastructure Investment Trust in line with SEBI (Infrastructure Investment Trusts) Regulations, 2014 


Revised Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

SEBI UPDATE

Revised Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

SEBI vide Circular no SEBI/HO/CFD/DCR1/CIR/P/2016 /52 dated 02nd May, 2016 has prescribed the revised format for reports to be furnished to SEBI under regulation 10(7) of the regulations in respect of acquisitions made in reliance upon exemption provided...Continue Reading