SEBI UPDATE
FAQs on SEBI (Alternative Investment Funds) Regulations, 2012
SEBI has issued Frequently Asked Questions (FAQs) on SEBI (Alternative Investment Funds) Regulations, 2012 with a view to guide market participants on SEBI (Alternative Investment Funds) Regulations, 2012
For full particulars of laws governing the AIFs, please refer to the Acts/Regulations/Guidelines/Circulars etc. appearing under the Legal Framework Section of SEBI website. Any queries about the AIF Regulations can be addressed to the Investment Management Department, Division of Funds I, SEBI.
- Advertisement for change of registered office of the company from one state to another
- Affidavit - For dispensation of meeting of unsecured creditors
- Affidavit - No Prosecution, Litigation pending against the Company- Shifting of Registered office
- Affidavit by Subscribers confirming Non-acceptance of Deposit
- Affidavit by the First Directors confirming Non-Acceptance of Deposit
- Affidavit for Non-Retrenchment of employee and delivery of application- Shifting of Registered office
- Affidavit in terms of Rules - Shifting of Registered Office from one state to another state
- Affidavit proving dispatch, service and publication of Notice- shifting of Registered office
- Affidavit verifying Petition - Shifting of Registered Office
- Affidavit verifying list of Creditors-shifting of Registered office
- Annual Report on CSR Activities
- Application for Creation of ISIN for dematerialization of Debt Securities - NSDL
- Application for Creation of ISIN for dematerialization of Equity Shares - NSDL
- Application for Striking off the name of the Company
- Application for dematerialization of Debt Securities with NSDL after allotment of Debt Securities
- Application for dematerialization of Equity Shares with NSDL after allotment
- Application of Transmission of Shares
- Appointment Letter for appointment of Cost Auditors
- Appointment Letter for appointment of First Auditors
- Appointment Letter for appointment of Subsequent Statutory Auditors
- Appointment Letter of Internal Auditors with scope of work & terms
- Appointment cum Engagement Letter of Secretarial Auditors
- Authority Letter - Consolidated Stamp duty for Debentures
- Authority Letter- consolidated stamp duty for Equity Shares
- Bid document - Appointment of Secretarial Auditors
- Certificate by CS / CA confirming the return filed in Form ECB-2
- Compulsory Convertible Debenture Certificate
- Consent Letter by Auditors to act as Cost Auditors
- Consent Letter by Auditors to act as Statutory Auditors
- Consent Letter by Secretarial Auditor
- Consent Letter by the Buyer for acquisition of Shares / CCD / CCPS from a person resident in / outside India - FC-TRS
- Consent Letter by the Seller for Sale of of Shares / CCD / CCPS to a person resident in / outside India - FC-TRS
- Debenture Application Form
- Declaration by Non-Resident Indian in respect of acquisition of Shares / CCD / CCPS - FC-TRS
- Directors Report of Private Limited Company
- Directors Report of Public Limited Company
- Due-Diligence Report to Bank for Loan Disbursement
- FC-GPR Certificate in respect of allotment of Shares / Debentures to person resident outside India
- FC-GPR Certificate issued in respect of allotment of Shares / Debentures pursuant to Scheme of Merger / Amalgamation
- FC-GPR Certificate issued in respect of allotment of Sweat Equity / ESOP
- Form - INC-9 Affidavit by First Director at the time of Incorporation
- Form ADT-2 - Application for Removal of Auditors
- Form ADT-4 - Report to Central Government
- Form AOC-1 - Statement containing salient features of the financial statement of subsidiaries/associate companies/JV
