FAQ's on Foreign Portfolio Investors


SEBI UPDATE

FAQ's on Foreign Portfolio Investors (FPI)

With a view to guide market participants on SEBI (Foreign Portfolio Investors) Regulations, 2014 ("the Regulations"), SEBI has issued Frequently Asked Questions (FAQs) covering the following:

  • Transition from FII to FPI Regime
  • Transition from QFI to FPI Regime
  • Eligibility of FPIs
  • Role and Responsibilities of Designated Depository Participant (DDP)
  • Generation of FPI registration certificate 
  • Payment of Fees by FPI
  • Clubbing of Investment Limits 
  • FPI Investments in Debt Securities
  • Offshore Derivative Instruments (ODIs)
  • Replies to Additional Queries received from DDPs

FORMATS – PROCEDURE

1

Procedure - Alteration of Articles of Association of the Company

2

Procedure - Appointment of First Auditors

3

Procedure - Appointment of Statutory Auditors in case of Resignation by the existing Statutory Auditors

4

Procedure - Appointment of Statutory Auditors in place of existing Statutory Auditors

5

Procedure - Change of Name of the Company

6

Procedure - Change of Registered Office from One ROC to another ROC within the same State

7

Procedure - Change of Registered Office of the Company from One State to Another State

8

Procedure - Change of Registered Office of the Company within the local Limits

9

Procedure - Change of Registered Office outside the Local Limit

10

Procedure - Conversion of Public Company into Private Company

11

Procedure - Creation of Charge

12

Procedure - Merger / Amalgamation between Group Companies

13

Procedure - Passing of Resolution by Circulation Resolution

14

Procedure - Passing of Resolution by Postal Ballot

15

Procedure - Payment and Declaration of Interim Dividend

16

Procedure - Ratification of Appointment of Statutory Auditors at AGM

17

Procedure - Satisfaction of Charge

18

Procedure - Transfer of Shares