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Code of Conduct for prevention of Insider Trading

Code of Conduct for prevention of Insider Trading in term of Regulation 9(1) of the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015. The handy draft of this code of conduct intends to help professionals to use and implement it with minor customization and save their time and efforts

SEBI: Regulation 9(1) of SEBI (Prohibition of Insider Trading) Regulations, 2015

Approximate Time Saving: 5 hours

Product Information

This document running into 25 pages, is meticulously drafted and made available in editable Microsoft Word format.

This document  is intended to address the practicle aspects for framing and implementation of  Code of Conduct for prevention of Insider Trading.

Additional Information

Regulation 9(1) of SEBI (Prohibition of Insider Trading) Regulations, 2015‚Äč

Code of Conduct

The board of directors of every listed company and market intermediary shall formulate a code of conduct to regulate, monitor and report trading by its employees and other connected persons towards achieving compliance with these regulations, adopting the minimum standards set out in Schedule B to these regulations, without diluting the provisions of these regulations in any manner.

NOTE: It is intended that every company whose securities are listed on stock exchanges and every market intermediary registered with SEBI is mandatorily required to formulate a code of conduct governing trading by its employees. The standards set out in the schedule are required to be addressed by such code of conduct

Attachments

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Code of conduct for insider trading