SEBI: Regulation 9(1) of SEBI (Prohibition of Insider Trading) Regulations, 2015
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This document is intended to address the practicle aspects for framing and implementation of Code of Conduct for prevention of Insider Trading.
Regulation 9(1) of SEBI (Prohibition of Insider Trading) Regulations, 2015
Code of Conduct
The board of directors of every listed company and market intermediary shall formulate a code of conduct to regulate, monitor and report trading by its employees and other connected persons towards achieving compliance with these regulations, adopting the minimum standards set out in Schedule B to these regulations, without diluting the provisions of these regulations in any manner.
NOTE: It is intended that every company whose securities are listed on stock exchanges and every market intermediary registered with SEBI is mandatorily required to formulate a code of conduct governing trading by its employees. The standards set out in the schedule are required to be addressed by such code of conduct
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